International Anti Money Laundering and Financial Regulatory Compliance - Virtual Masterclass 

Date:   26 May 2020
Time:  

1.00pm - 6.00pm, SG/ HK Time

9:00am - 2.00pm, UAE Time

10.30am - 3.30pm, India Time

Venue:       Online Training

Upon successful completion, participants will receive:

  • 4 CPD points accredited by Law Society of Hong Kong
  • 4 CPD points accredited by Singapore Institute of Legal Education (SILE)
  • Certificate of completion
  • Qualified for International Academy of Business and Financial ManagementTM Associate Membership (IABFM)

COURSE FORMAT

  • Live video conference with the instructor in real time
  • Interactive Q&A session by voice or chat
  • Course materials on screen during instructor's presentation
  • Interactive quiz

COURSE OVERVIEW

The number of complex financial crimes that hit financial institutions has increased significantly in recent years. While technologies are important, they alone can create an over-reliance and reactive approach to mitigating the risk. What is more instrumental is to develop a concrete understanding of various financial crime trends, and the dynamic regulatory regimes that govern the industry.

ALB is pleased to present an exclusive International Anti Money Laundering and Financial Regulatory Compliance virtual masterclass to help your team stay abreast of the CFT/AML environment. This hands-on masterclass helps you understand the different categories of financial crimes. You will be able to better navigate the regulations, strategize resources, and proactively select the right “weapons” in combatting financial crimes.

The class is conducted by Sam Gibbins, Lead Facilitator, Complilearn. Rather than simply lecturing, Sam uses interactive exercises, encouraging participation and addressing practical implications related to recent AML/CFT cases. This masterclass is valuable for both junior and senior compliance/ legal professionals within financial institutions.

LEARNING OUTCOMES

This masterclass will help your organisations keep a vigilant eye on any financial crimes by addressing concerns listed below:   

  • Learn to build a leading and effective anti-money laundering framework, with appropriate policies, procedures, and resources in place
  • Analyse core elements of a strategic financial crime risk management approach
  • Evaluate global development and best practice in financial crime, including terrorist financing and proliferation financing
  • Update information on FATF 40 Recommendations and Immediate Outcomes
  • Enhance organisational culture as it relates to performance, risk, and compliance
  • Implement effective, efficient and strategic transaction monitoring processes and procedures

METHODOLOGY 

Professional facilitators carry out our training with well-developed group and classroom management skills in a non-critical environment, which encourages individuals to practice skills that are being taught. We do not sit individuals down and talk through a stack of PowerPoint slides; we engage them and discuss core ideas and concepts to bring their ideas and energy out, cementing the regulatory and commercial principles we are promoting in their mind. We do not focus on an unattainable set of KPIs, but rather achievable principles that can be readily utilised, adapted, and developed in an everyday working environment.
 
Discussion points and simulations, aligned with a structured training plan and real-life scenarios, allow individuals to develop the skills necessary for success. Handbooks will be used, but individuals are encouraged to make use of the sessions to take their own notes, practising the vital audio, visual and kinaesthetic skills which are vital in their role, learning how to process and store information which they will later be required to recall.
 

 

WHO SHOULD ATTEND

Chief Compliance Officers/Heads of Compliance/Governance/Risk ▪ Compliance Managers and senior GRC staff ▪ Senior Risk staff ▪ Managers with Governance responsibility ▪ Senior Internal and External Audit staff ▪ Staff dealing with CSR and/or ESG ▪ Company Secretaries ▪ Accountants ▪ Legal Practitioners ▪ Regulatory Representatives ▪ Company Directors/Board Members/Executives

TESTIMONIALS

  • "A world-class practical guidance to compliance professionals delivered by a compliance guru, very knowledgeable and abreast of the compliance challenges and news!" - Zaur Ahmadov, Saudi Aramco
  • "Sam is a true professional, and his expertise in compliance training and related matters are second to none. Sam has been helping me to implement a compliance training program for my company; and his patience, knowledge, and expertise in setting up a relevant and reliable program has helped me immensely" - Dian Boothe, ITOCHU Petroleum Co
  • "Sam was my instructor for a Certified GRC course. The level of knowledge and professionalism was the key to deliver the best outcomes for that course" - Fahad Saud Al Sarami, King Faisal Specialist Hospital and Research Centre

 


 

SUPPORTING ORGANISATIONS

    

 

 

 

 

AIMA

PROUDLY PRESENTED BY

 

International Anti Money Laundering and Financial Regulatory Compliance - Virtual Masterclass 

Date:   26 May 2020
Time:  

1.00pm - 6.00pm, SG/ HK Time

9:00am - 2.00pm, UAE Time

10.30am - 3.30pm, India Time

Venue:       Online Training

Contact us here for the complete brochure 

COURSE CONTENTS

13:00-14:00

1. International Money Laundering Frameworks and Conventions:

  • Understanding Money Laundering 
  • International frameworks, agencies, and regulatory bodies
  • What is being done in the global marketplace to fight back against criminals who always seem one step ahead?

14:05-15:00

2. Financial Action Task Force and Global Regulatory Infrastructure

  • FATF 40 Recommendation and 11 Immediate Outcomes
  • FATF Style Regional Bodies and High-Risk Jurisdictions
  • Mutual Evaluation Reports
  • A review of recent Typology reports and shifting focus towards Proliferation Finance and Fintech/RegTech

15:00-15:45

 3. The Need for Internal Controls

  • Understand how to identify, mitigate and control risks effectively
  • Controls and breaches
  • Approaches to risk assessment
  • Risk culture
  • Conduct risk

15:45-16:15

Break (30 mins)

16:15-17:15

4. KYC Due Diligence

  • An overview of KYC, including the core components which comprise an institutional KYC Framework:
  • Screening Tools & Systems (Automatic False Positives, False Positives, Positive Hits, Alert Hits, TFS Hits)
  • Ongoing Due Diligence & KYC, including periodic review and Batch Screening
  • Politically Exposed Person’s and Other High-Risk Categories, including Source of Funds & Wealth
  • Jurisdictional variation based on the Risk Based Approach and countries with Strategic Deficiencies
  • EU 4th Anti Money Laundering Directive; updated information on Beneficial Ownership, EU 5th AMLD and 6th AMLD
  • Financial Crimes Enforcement Network (FinCEN) Final Rule 2016

17:15-17:45

5. Global sanctions architecture - Political, Legal and Implementation Context

  • The international context and UN Security Council Resolutions (UNSCR’s) 
  • Transparency, control and ownership
  • Proliferation financing and Dual Use Goods
  • Developing the control framework
  • Sanctions lifting and roll back
  • Identifying higher risk jurisdictions and activities

17:45-18:00

6. Interactive Q&A

TESTIMONIALS

  • "A world-class practical guidance to compliance professionals delivered by a compliance guru, very knowledgeable and abreast of the compliance challenges and news!" - Zaur Ahmadov, Saudi Aramco
  • "Sam is a true professional, and his expertise in compliance training and related matters are second to none. Sam has been helping me to implement a compliance training program for my company; and his patience, knowledge, and expertise in setting up a relevant and reliable program has helped me immensely" - Dian Boothe, ITOCHU Petroleum Co
  • "Sam was my instructor for a Certified GRC course. The level of knowledge and professionalism was the key to deliver the best outcomes for that course" - Fahad Saud Al Sarami, King Faisal Specialist Hospital and Research Centre

 



SUPPORTING ORGANISATIONS

 

 

 

 

 

AIMA

PROUDLY PRESENTED BY

 

International Anti Money Laundering and Financial Regulatory Compliance - Virtual Masterclass 

Date:   26 May 2020
Time:  

1.00pm - 6.00pm, SG/ HK Time

9:00am - 2.00pm, UAE Time

10.30am - 3.30pm, India Time

Venue:       Online Training

Sam Gibbins, Lead Facilitator, Complilearn

Based in Singapore, Sam is the Founder of Complilearn, providing specialist and advanced Compliance learning to clients globally. He has extensive experience delivering content across a wide range of Governance, Risk, and Compliance areas, to a variety of industry sectors.

Previously Sam was the General Manager, Asia, for Governance Risk & Compliance Solutions (GRC Solutions), facilitating workshop and online legal and compliance training solutions, encompassing workshop delivery, in house sessions, online learning and consulting engagements.

Prior to joining GRC Solutions, Sam worked for the International Compliance Association, developing, building and promoting courses under the Financial Industry Competency Standards. These standards were categorised under the Workforce Skills Qualification (WSQ) system from the Singapore Workforce Development Agency. Alongside this, Sam also worked on the skills and competency-based development framework and associated courses, for Compliance and Anti-Money Laundering with the Asian Institute of Finance and the Asian Institute of Chartered Bankers (formerly IBBM), as well as with the Australian Financial Markets Association. 

TESTIMONIALS

  • "A world-class practical guidance to compliance professionals delivered by a compliance guru, very knowledgeable and abreast of the compliance challenges and news!" - Zaur Ahmadov, Saudi Aramco
  • "Sam is a true professional, and his expertise in compliance training and related matters are second to none. Sam has been helping me to implement a compliance training program for my company; and his patience, knowledge, and expertise in setting up a relevant and reliable program has helped me immensely" - Dian Boothe, ITOCHU Petroleum Co
  • "Sam was my instructor for a Certified GRC course. The level of knowledge and professionalism was the key to deliver the best outcomes for that course" - Fahad Saud Al Sarami, King Faisal Specialist Hospital and Research Centre

 



SUPPORTING ORGANISATIONS

 

 

 

 

 

AIMA

PROUDLY PRESENTED BY

 

International Anti Money Laundering and Financial Regulatory Compliance - Virtual Masterclass 

Date:   26 May 2020
Time:  

1.00pm - 6.00pm, SG/ HK Time

9:00am - 2.00pm, UAE Time

10.30am - 3.30pm, India Time

Venue:       Online Training
 
Pricing: 
Early Bird Price (Extended): SAVE USD100 - Register by 8 May 2020 and pay only USD500!
Regular Price: USD600
Group Price: Register five participants from your organisation and the 5th person attends for free.
Price includes the seminar, course materials and certificate of completion. 

Contact The Following To Book Your Seats

Romulus Tham
(65) 6870 3035/ 
romulus.tham@tr.com

TESTIMONIALS

  • "A world-class practical guidance to compliance professionals delivered by a compliance guru, very knowledgeable and abreast of the compliance challenges and news!" - Zaur Ahmadov, Saudi Aramco
  • "Sam is a true professional, and his expertise in compliance training and related matters are second to none. Sam has been helping me to implement a compliance training program for my company; and his patience, knowledge, and expertise in setting up a relevant and reliable program has helped me immensely" - Dian Boothe, ITOCHU Petroleum Co
  • "Sam was my instructor for a Certified GRC course. The level of knowledge and professionalism was the key to deliver the best outcomes for that course" - Fahad Saud Al Sarami, King Faisal Specialist Hospital and Research Centre

 



SUPPORTING ORGANISATIONS

 

 

 

 

AIMA

 

PROUDLY PRESENTED BY

 

International Anti Money Laundering and Financial Regulatory Compliance - Virtual Masterclass 

Date:   26 May 2020
Time: 

1.00pm - 6.00pm, SG/ HK Time

9:00am - 2.00pm, UAE Time

10.30am - 3.30pm, India Time

Venue:       Online Training

Contact The Following To Book Your Seats
Romulus Tham
(65) 6870 3035 / 
romulus.tham@tr.com


 

SUPOPORTING ORGANISATIONS


 

 

 

 

AIMA

PROUDLY PRESENTED BY